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Andrew Zigouras

CONCORDE INVESTMENT SERVICES
Teaneck, NJ
·CRD# 1248597·42 years experience

Professional Summary

Andrew Zigouras, who also goes by Andreas Zigouras, Andy Zigouras, is a registered financial advisor currently at CONCORDE INVESTMENT SERVICES, LLC located in Teaneck, New Jersey. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1984. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andreas Zigouras, Andy Zigouras

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604
BD
101 Cedar Lane Suite 101, Teaneck, NJ 07666
October 15, 2015 - Present
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Teaneck, NJ
March 22, 2010 - October 16, 2015
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Englewood Cliffs, NJ
June 11, 2004 - March 26, 2010
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED·CRD# 37710
BD
New York, NY
May 20, 1996 - August 9, 2004
RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
January 16, 1995 - May 17, 1996
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
March 4, 1987 - January 20, 1995
PRESTIGE INVESTORS, INC.·CRD# 10300
BD
July 10, 1986 - March 6, 1987
NORBAY SECURITIES INC.·CRD# 5431
BD
June 20, 1984 - July 10, 1986

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Current Firm

CI
CONCORDE INVESTMENT SERVICES, LLC

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604 / SEC#: 8-68388
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Phone Number

(248) 824-6710

Established

Michigan since 07/10/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONCORDE HOLDINGS INC.OWNER / MANAGING MEMBER—
DELONGCHAMP, DANIELLE LEIGHPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER4901901
GAKENHEIMER, JOHN HERBERTREGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL810171
HOFER, KATHLEEN ANNFINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1087639
MORELL, MARC ANTHONYCHIEF COMPLIANCE OFFICER2566724

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/7/2017)
RR
California
(2/14/2017)
RR
Florida
(11/20/2020)
RR
Maryland
(2/14/2017)
RR
New Jersey
(10/20/2015)
RR
New Mexico
(2/14/2017)
RR
New York
(10/15/2015)
RR
Pennsylvania
(8/14/2023)
RR
Texas
(3/20/2017)
RR
Wisconsin
(2/24/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1987About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Zigouras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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