Ronald R. Feltes
Professional summary
Ronald Raymond Feltes is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Hiawatha, Iowa and LASALLE ST SECURITIES, L.L.C. located in Hiawatha, Iowa.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Ronald has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Raymond Feltes's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2021 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 2202 Heritage Green Dr, Hiawatha, IA 52233May 14, 2015 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 2202 Heritage Green Dr, Hiawatha, IA 52233September 5, 1990 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
December 14, 1987 - September 12, 1990
F.J. GARBER & CO.
November 11, 1985 - December 23, 1987
PERPETUAL INVESTMENT ASSOCIATES
March 22, 1984 - December 12, 1985
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2021)
(5/14/2015)
(11/7/2023)
(3/14/2024)
(5/14/2015)
(5/14/2015)
(1/3/2022)
(7/16/2018)
(5/14/2015)
(1/27/2022)
(5/22/2015)
(5/14/2015)
(1/3/2022)
(5/14/2015)
(1/6/2025)
(5/14/2015)
(2/10/2021)
(5/14/2015)
(4/12/2023)
(5/22/2015)
(1/3/2022)
(5/22/2015)
(8/12/2022)
(5/14/2015)
(7/11/2018)
(5/14/2015)
(1/3/2022)
(5/22/2015)
(5/14/2015)
(5/2/2016)
(8/16/2018)
(5/14/2015)
(8/28/2015)
(5/14/2015)
(1/3/2022)
(5/14/2015)
(1/4/2022)
(1/26/2022)
(5/14/2015)
(5/14/2015)
(5/22/2015)
(5/22/2015)
(5/22/2015)
(5/22/2015)
(5/14/2015)
(1/3/2022)
(9/5/2018)
(2/18/2016)
(5/14/2015)
(1/12/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
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