Lawrence J. Worman
Professional summary
Lawrence James Worman, who also goes by Larry Worman, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1985. Lawrence has worked at 14 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence James Worman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 6, 2017 - April 12, 2022
ONEAMERICA SECURITIES, INC.
October 26, 2010 - May 5, 2017
THE O.N. EQUITY SALES COMPANY
November 27, 2006 - November 25, 2008
KESTRA INVESTMENT SERVICES, LLC
January 12, 2004 - February 2, 2006
TOWER SQUARE SECURITIES, INC.
January 13, 2003 - August 13, 2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
May 22, 2001 - December 12, 2002
QUEST SECURITIES, INC.
April 26, 2000 - May 21, 2001
BANCNORTH INVESTMENT GROUP, INC.
October 1, 1999 - November 7, 2001
MUTUAL SERVICE CORPORATION
April 26, 1999 - April 24, 2000
GUARANTY BROKERAGE SERVICES, INC.
January 24, 1997 - May 3, 1999
LIFEMARK SECURITIES CORP.
May 9, 1990 - February 25, 1997
F1 TRADING.COM, INC.
March 30, 1989 - April 16, 1990
PROGRAMMED EQUITIES CORPORATION
February 21, 1985 - January 27, 1989
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2022)
(7/29/2022)
(8/1/2022)
(7/27/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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