James M. Vitiello

FIFTH AVENUE WEALTH ADVISORS LLC

New York, NY 10111

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CRD#: 1247869

Professional summary

James Michael Vitiello is a registered financial advisor currently at FIFTH AVENUE WEALTH ADVISORS LLC located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Vitiello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

FIFTH AVENUE WEALTH ADVISORS LLC

Office #1: 45 Rockefeller Plaza Suite 2000, New York, NY 10111

RIA

CRD#: 166896

New York, NY

Past

March 17, 2009 - March 29, 2014

ANCHIN CAPITAL LLC

CRD#: 128402

NEW YORK, NY

Past

March 19, 1993 - October 30, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 3, 1985 - April 4, 1989

FINANCIAL MANAGEMENT CORPORATION

CRD#: 14889

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/17/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/1984

General Securities Principal Examination

Current Firm

FIFTH AVENUE WEALTH ADVISORS LLC

CRD#: 166896 / SEC#:

New York

Registered Investment Advisory firm - (3/8/2019 Approved)

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Contact information

Main Address

45 Rockefeller Plaza Suite 2000, New York, NY 10111

Mailing Address

Phone number

(212) 332-3280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 24,250,550

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Vitiello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Vitiello's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHIN CAPITAL LLC

GUARDIAN INVESTOR SERVICES LLC

FINANCIAL MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2014

Series 66

Date: 8/17/2009

Series 63

Date: 6/26/2006

Series 7

Date: 3/16/2009

Series 6

Date: 3/17/1993

Series 24

Date: 10/12/1984

Current Firm

FIFTH AVENUE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIFTH AVENUE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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