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GF

Gary K. Fechtmeyer

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CRD#: 1247442
GF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Kevin Fechtmeyer, who also goes by Gary K Fechtmeyer, Kevin Fechtmeyer, was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gary K Fechtmeyer | Kevin Fechtmeyer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 10, 2012 - January 29, 2021

THE COURTNEY GROUP, LLC

BD
CRD#: 114904
NEWPORT BEACH, CA
Past

August 25, 2005 - November 19, 2009

COLUMBIA WEST CAPITAL, LLC

BD
CRD#: 135562
SCOTTSDALE, AZ
Past

October 21, 1996 - October 29, 1996

VALUE INVESTING PARTNERS, INC.

BD
CRD#: 29737
WESTPORT, CT
Past

October 7, 1996 - September 18, 2003

THE SHATTAN GROUP LLC

BD
CRD#: 41331
NEW YORK, NY
Past

April 27, 1993 - May 8, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 31, 1991 - March 5, 1993

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

October 25, 1989 - February 17, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TC
THE COURTNEY GROUP, LLC
THE COURTNEY GROUP, LLC

CRD#: 114904 / SEC#: , 8-53453

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
363 San Miguel Drive Suite 210, Newport Beach, CA 92660
Mailing Address
363 San Miguel Drive Suite 210, Newport Beach, CA 92660
Phone number
(949) 706-3600
Established
Delaware since 06/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
COURTNEY, THOMAS WILLIAM JRPRESIDENT/DIRECTOR, CHIEF COMPLIANCE OFFICER1587615
COLLINS, ELIZABETH SARAHFINANCIAL AND OPERATIONS PRINCIPAL4714831

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE COURTNEY GROUP, LLC

CRD#: 114904

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