Karon L. Kennedy
Professional summary
Karon Lasee Kennedy, who also goes by Karon M Kennedy, Karon Maria Kennedy, Karon Lasee Meyer, Karon Laser Meyer, Karon Meyer, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Petaluma, California.
Karon is registered as a RR (Registered Representative) and started their career in finance in 1984. Karon has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karon Lasee Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
July 7, 1999 - June 30, 2006
CARILLON INVESTMENTS, INC.
July 28, 1997 - July 14, 1999
EMMETT A LARKIN COMPANY, INC.
June 27, 1997 - May 19, 1999
METROPOLITAN LIFE INSURANCE COMPANY
June 27, 1997 - May 19, 1999
MSI FINANCIAL SERVICES, INC.
December 2, 1996 - July 23, 1997
CARILLON INVESTMENTS, INC.
October 16, 1984 - December 2, 1996
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2019)
(6/30/2006)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
