Jeffrey R. Chernoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Ross Chernoff was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 23 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2015 - August 22, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 21, 2015 - August 22, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 19, 2014 - August 18, 2014
MSI FINANCIAL SERVICES, INC.
October 18, 2013 - November 13, 2013
VALIC FINANCIAL ADVISORS, INC.
July 9, 2013 - November 13, 2013
VALIC FINANCIAL ADVISORS, INC.
November 18, 2011 - July 12, 2012
BEST DIRECT SECURITIES, LLC
September 23, 2009 - April 14, 2010
FOREST ROAD SECURITIES BD LLC
March 27, 2007 - January 2, 2008
THE CONCORD EQUITY GROUP, LLC
May 11, 2006 - June 9, 2006
GUGGENHEIM INVESTMENTS
May 10, 2006 - June 9, 2006
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
November 15, 2004 - April 3, 2006
PRINCIPAL FUNDS DISTRIBUTOR, INC.
August 3, 2004 - November 9, 2004
JPMORGAN FLEMING ASSET MANAGEMENT
February 1, 2001 - November 9, 2004
JPMORGAN DISTRIBUTION SERVICES, INC.
December 21, 1999 - October 9, 2000
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 9, 1999 - July 27, 1999
WAVELAND CAPITAL PARTNERS LLC
February 17, 1999 - May 13, 1999
FUNDS DISTRIBUTOR, LLC
June 9, 1998 - February 23, 1999
THRIVENT INVESTMENT MANAGEMENT INC.
August 11, 1996 - April 2, 1998
BLACKROCK INVESTMENTS, LLC
April 14, 1989 - June 13, 1996
EATON VANCE DISTRIBUTORS, INC.
August 31, 1988 - March 21, 1989
TRANSAMERICA FUND DISTRIBUTORS, INC.
June 7, 1988 - June 21, 1988
FAITOS & COMPANY, INC.
June 7, 1988 - August 30, 1988
WESTCO INVESTMENT CORP.
December 23, 1986 - December 14, 1987
DELAWARE DISTRIBUTORS, L.P.
July 1, 1985 - December 18, 1986
UBS FINANCIAL SERVICES INC.
May 16, 1984 - July 22, 1985
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
