Jeff S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Steven Johnson was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 1984. Jeff had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2008 - February 16, 2011
U.S. BROKERAGE, INC.
May 15, 2002 - December 11, 2007
STONEX SECURITIES INC.
November 30, 1993 - May 15, 2002
AMERICAN INVESTMENT SERVICES, INC.
November 22, 1993 - November 23, 1993
THE INVESTMENT CENTER, INC.
November 20, 1989 - October 26, 1993
LEGG MASON WOOD WALKER, INCORPORATED
May 8, 1989 - November 6, 1989
STERNE, AGEE & LEACH, INC.
March 22, 1984 - April 4, 1989
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. BROKERAGE, INC.
CRD#: 39307 / SEC#: , 8-48635
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
