JS
Jack D. Seibald
MAREX CAPITAL MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 1245816
JS
Professional summary
Jack Dave Seibald, who also goes by Jack Dave Seibald, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1986. Jack has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jack Dave Seibald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jack Dave Seibald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017BD
CRD#: 161014
New York, NY
Past
August 17, 2021 - December 15, 2023
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
November 1, 2010 - February 10, 2022
COWEN PRIME SERVICES LLC
BD
CRD#: 153397
GARDEN CITY, NY
Past
July 1, 2000 - October 25, 2011
SANDERS MORRIS LLC
BD
CRD#: 20580
GARDEN CITY, NY
Past
February 22, 1995 - July 1, 2000
BLACKFORD SECURITIES CORP.
BD
CRD#: 20954
GARDEN CITY, NY
Past
July 28, 1994 - January 23, 1995
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
May 27, 1986 - May 13, 1991
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/26/2024)
RR
Arizona(12/1/2023)
RR
Arkansas(12/1/2023)
RR
California(12/1/2023)
RR
Colorado(12/14/2023)
RR
Connecticut(12/1/2023)
RR
District of Columbia(12/1/2023)
RR
Florida(12/11/2023)
RR
Georgia(12/1/2023)
RR
Idaho(12/1/2023)
RR
Illinois(1/31/2024)
RR
Indiana(12/1/2023)
RR
Iowa(12/1/2023)
RR
Kentucky(12/14/2023)
RR
Louisiana(12/1/2023)
RR
Maine(12/1/2023)
RR
Maryland(12/1/2023)
RR
Michigan(12/1/2023)
RR
Minnesota(12/26/2023)
RR
Mississippi(12/1/2023)
RR
Nevada(12/1/2023)
RR
New Jersey(12/14/2023)
RR
New Mexico(12/1/2023)
RR
New York(12/1/2023)
RR
North Carolina(12/1/2023)
RR
Ohio(12/1/2023)
RR
Oklahoma(12/4/2023)
RR
Pennsylvania(12/15/2023)
RR
Rhode Island(12/1/2023)
RR
South Carolina(12/20/2023)
RR
Tennessee(12/19/2023)
RR
Texas(12/1/2023)
RR
Virginia(12/1/2023)
RR
Washington(12/18/2023)
RR
West Virginia(12/1/2023)
RR
Wisconsin(12/1/2023)
RR
Wyoming(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MC
MAREX CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC. | MPS | MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
140 East 45th Street 10th Floor, New York, NY 10017
Mailing Address
140 East 45th Street 10th Floor, New York, NY 10017
Phone number
(212) 618-2800
Established
New York since 01/10/1952
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
