JW
Jonathan A. Wolfsohn
CAPITAL INVESTMENT ADVISORY SERVICES
LYNBROOK, NY 11563
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CRD#: 1245652
JW
Professional summary
Jonathan Averille Wolfsohn, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Lynbrook, New York and CAPITAL INVESTMENT GROUP, INC. located in Lynbrook, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jonathan has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WOLFSOHN ACCOUNTING SERVICES, INC. PRESIDENT/OWNER. 153 BROADWAY, LYNBROOK, NY 11563. ACCOUNTING PRACTICE. STARTED 1988. NOT INVESTMENT RELATED. 2. WOLFSOHN FINANCIAL SERVICES, INC. PRESIDENT/OWNER. 153 BROADWAY, LYNBROOK, NY 11563. TAX PRACTICE. STARTED 1992. NOT INVESTMENT RELATED. 3. NEW YORK TAX SERVICES, INC. PRESIDENT/OWNER. LYNBROOK, NY. TAX PRACTICE. STARTED 2001. NOT INVESTMENT RELATED. 4. LONG ISLAND TAX SERVICES, INC. PRESIDENT/OWNER. LYNBROOK, NY. TAX PRACTICE. NOT INVESTMENT RELATED. BUSINESSES 3 THROUGH 6 TOGETHER - TAX AND ACCOUNTING PRACTICES - DEVOTE 40 HOURS PER WEEK COLLECTIVELY. 5. SCHNEIDER BOGGS, LLC. INVESTOR AND ACCOUNTANT. 588 GRAND STREET, BROOKLYN, NY 11211. OUTSIDE ACCOUNTANT AND INVESTOR IN BAR STARTED 2007. NOT INVESTMENT RELATED. 0 HRS/WK. 6. WOLFSOHN FAMILY FOUNDATION, INC. BOARD MEMBER. 153 BROADWAY, LYNBROOK, NY 11563. CREATED FOR FAMILY TO FUND CHARITABLE GIVING, DIRECT MONEY TO CHARITIES. ACTIVITY IS INVESTMENT RELATED. STARTED 10/2017. <1 HR/WK, 0 DURING NORMAL TRADING HOURS. 7. FAZIO FIORINO FAMILY FOUNDATION, INC. BOARD MEMBER. 186 HIGH MEADOWS ROAD WALDEN, NY 12586. ACCOUNTANT AND BOARD MEMBER FOR FOUNDATION TO RAISE FUNDS TO BENEFIT CHARITIES. NO INVESTMENT RELATED. <1 HR/WK, 0 DURING NORMAL TRADING HOURS. 8. MY GREEN ACRES, INC. PRESIDENT. G.A.F.ROAD WINDSOR, NY 13865. CO DEVELOPER OF LAND FOR RESIDENTIAL, CABINS AND BARN. INVESTMENT RELATED. STARTED 12/2020. <1 HR/WK, 0 DURING NORMAL TRADING HOURS. 9. 149-155 BROADWAY CORP. PRESIDENT. 149-153 BROADWAY, LYNBROOK, NY 11563. RENTAL PROPERTY. INVESTMENT RELATED. STARTED 12/2020. <1 HR/WK, 0 DURING NORMAL TRADING HOURS. 10. SEABROOK PROPERTIES, INC. PRESIDENT. JERICHO TURNPIKE, MT. SINAI, NY 11766. COMMERCIAL LAND DEVELOPMENT. STARTED 12/2020. INVESTMENT RELATED. <1 HR/WK, 0 DURING NORMAL TRADING HOURS. 11. NO YO APARTMENTS, LLC. MANAGING MEMBER. 311 EAST 104TH ST., NEW YORK, NY 10029. 12 FAMILY CONDO. STARTED 12/2020. INVESTMENT RELATED. <1 HR/WK, 0 DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Averille Wolfsohn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
August 23, 2016 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 151 Broadway, Lynbrook, NY 11563RIA
CRD#: 149124
LYNBROOK, NY
Current
August 5, 2010 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 151 Broadway, Lynbrook, NY 11563BD
CRD#: 14752
LYNBROOK, NY
Past
March 12, 2002 - July 16, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
WOODBURY, NY
Past
October 1, 1995 - May 2, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
April 16, 1984 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/15/2010)
RR
Florida(12/18/2019)
RR
New Jersey(10/5/2010)
RR
New York(8/5/2010)
IAR
New York(3/5/2021)
RR
Pennsylvania(12/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
