Mark J. Lalli

SUNSET FINANCIAL SERVICES

Kansas City, MO 64111

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CRD#: 1245350

Professional summary

Mark Joseph Lalli is a registered financial professional currently at SUNSET FINANCIAL SERVICES, INC. located in Kansas City, Missouri.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

SUNSET FINANCIAL SERVICES, INC.

Office #1: 3520 Broadway, Kansas City, MO 64111

CRD#: 3538

Kansas City, MO

Past

June 7, 2012 - June 29, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 14, 2003 - April 23, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

MURRY, UT

Past

August 15, 2001 - February 5, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 15, 2001 - February 5, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 14, 2000 - September 24, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 12, 1997 - January 18, 2000

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

June 19, 1990 - August 8, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

September 9, 1985 - May 21, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538 / SEC#: 801-71636, 8-14148

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

3520 Broadway, Kansas City, MO 64111

Mailing Address

P.o. Box 219365, Kansas City, MO 64121-9365

Phone number

(816) 753-7000

Established

Washington since 04/23/1964

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
KANSAS CITY LIFE INSURANCE COMPANY, INC.	PARENT COMPANY - OWNER
ALVEY, DANIEL D'ANGELO	FINOP	8114927
BIXBY, ROBERT PHILIP	DIRECTOR	2109740
BIXBY, WALTER EDWIN III	DIRECTOR	2687392
BRANDT, JANICE LEE	VICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER	3232016
DENNEY, SUSANNA JAYNE	VICE PRESIDENT - CHIEF OPERATIONS OFFICER	2467520
LAIRD, DAVID ARNOLD	DIRECTOR
MASON, ALAN CRAIG JR	SECRETARY, DIRECTOR
MILTON, MARK ALAN	DIRECTOR	2155553
NOGALSKI, JOHN LOUIS	VICE PRESIDENT, TAXES	8083220
PEIL, KRISTEN MICHELLE	AVP	2438293
PIEPER, JENNIFER KAY	VICE PRESIDENT, TREASURER & CONTROLLER	7832157
ULLOM, KELLY TODD	PRESIDENT / DIRECTOR	1569201

Disclosures

Regulatory Event	9
Arbitration	2

Red Flags

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Mark J. Lalli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Joseph Lalli's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

THE ADVISORS GROUP, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1985

SIE

Date: 10/1/2018

Series 6

Date: 9/6/1985

FINRA

Current Firm

SUNSET FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SUNSET FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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