Terry J. Knop
Professional summary
Terry James Knop is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Saint Paul Park, Minnesota.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1984. Terry has worked at 6 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry James Knop's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2012 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 465 Broadway Ave Ste 200, Saint Paul Park, MN 55071-1585August 12, 2003 - September 3, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
January 15, 2003 - July 18, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 15, 2001 - January 23, 2003
WALNUT STREET SECURITIES, INC.
June 21, 1988 - February 12, 2001
PRINCIPAL SECURITIES, INC.
May 23, 1988 - June 14, 1988
PRINCIPAL SECURITIES, INC.
March 13, 1984 - May 25, 1988
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2016)
(5/1/2012)
(9/3/2020)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Saint Paul Park, MN 55071-1585TRUST BUT VERIFY
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