Reginald G. Hunnicutt

CETERA INVESTMENT ADVISERS LLC | Vice President, Financial Advisor

Midland, NC

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CRD#: 1245147

Professional summary

Reginald Gray Hunnicutt, who also goes by Reg Hunnicutt, Reggie Hunnicutt, Reginald Gray Hunnicutt Jr, Reginald Gray Hunnicutt, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Midland, North Carolina and CETERA WEALTH SERVICES, LLC located in Midland, North Carolina.

Reginald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Reginald has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Biography

Reggie Hunnicutt, Jr. has been in the financial services industry since 1984 leading up to his role as a Vice President, Financial Advisor within Wealth Enhancement Group. Reggie has a deep understanding of the psychology of people in relation to financial goals. These qualities have enabled Reggie to foster and maintain client relationships that have spanned almost four decades.

Reggie and his wife Georgia make their home on eight acres outside of Charlotte, NC. They enjoy horses, hens, vegetable gardening, and their Border Collie rescue on their beautiful rural property. Hobbies include outdoor grilling, Scuba Diving, technology, and weightlifting as part of a healthy lifestyle.

Faith is a very important part of Reggie’s life. He is an Elder in the Presbyterian Church. During the onset of the pandemic, Reggie used his tech savvy to develop the ability for his church to broadcast live video. This became an essential service for the congregation during those difficult times. In addition, Reggie edits and publishes his church’s weekly Podcasts.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reg Hunnicutt | Reggie Hunnicutt | Reginald Gray Hunnicutt Jr | Reginald Gray Hunnicutt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ROCKY RIVER PRESBYTERIAN INVESTMENT RELATED: NO ADDRESS: CONCORD, NC 28025 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/1992 POSITION/TITLE/RELATIONSHIP: ELDER, COMMITTEE CHAIRMAN APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DECISION MAKING ON GOVERNANCE OF THE LOCAL CONGREGATION;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Gray Hunnicutt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Midland, NC

Current

March 3, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MIDLAND, NC

Past

February 23, 2022 - December 31, 2024

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

January 3, 2022 - December 31, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

CHARLOTTE, NC

Past

January 3, 2022 - February 14, 2025

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

December 31, 2001 - January 5, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CONCORD, NC

Past

July 18, 1994 - January 5, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CONCORD, NC

Past

September 22, 1992 - July 18, 1994

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

August 31, 1989 - September 18, 1992

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

January 1, 1989 - September 6, 1989

FIRST TRYON SECURITIES, LLC

CRD#: 7336

CHARLOTTE, NC

Past

March 19, 1986 - December 22, 1988

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

April 4, 1984 - March 27, 1986

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(3/3/2025)

IAR

North Carolina
(3/3/2025)

South Carolina
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/2/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Reginald G. Hunnicutt

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Gray Hunnicutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

KEOGLER, MORGAN & COMPANY, INC.

A. G. EDWARDS & SONS, INC.

FIRST TRYON SECURITIES, LLC

FIRST UNION CAPITAL MARKETS CORP.

INVESTORS BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1993

Series 63

Date: 5/23/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 6

Date: 4/2/1984

Series 24

Date: 1/8/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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