Lynn H. Orr

LYNN H. ORR CAPITAL MANAGEMENT GROUP

MARCO ISLAND, FL

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CRD#: 1244047

Professional summary

Lynn Hartong Orr, CFP® is a registered financial advisor currently at LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC. located in Marco Island, Florida.

Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lynn has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LYNN IS INSURANCE LICSENSED AND CAN OFFER INSURANCE BASED PRODUCTS TO CLIENTS OF LYNN H. ORR CAPITAL MANAGEMENT AND RECEIVE COMMISSION COMPENSATION FOR THE SALE OF THE PRODUCTS. LESS THAN 5% OF TIME SPENT ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Hartong Orr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

March 22, 2001 - Present

LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 112147

MARCO ISLAND, FL

Past

December 22, 1997 - April 29, 2010

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

MARCO ISLAND, FL

Past

April 28, 1995 - November 5, 1997

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

November 10, 1994 - April 26, 1995

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

June 7, 1993 - October 19, 1994

NATIONSSECURITIES

CRD#: 32542

Past

April 3, 1990 - June 7, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 14, 1986 - November 6, 1989

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

CRD#: 16979

Past

November 7, 1984 - December 9, 1985

G. R. PHELPS & CO., INC.

CRD#: 173

Past

April 6, 1984 - September 25, 1984

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/22/2001)

IAR

Texas
(8/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/27/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/1995

General Securities Principal Examination

Current Firm

LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

LHO, INC., DBA THE HARBOR GROUP | THE HARBOR GROUP | LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

CRD#: 112147 / SEC#: 801-67252

RIA

Registered Investment Advisory firm - (9/14/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/11/2012 Approved)

Texas

Registered Investment Advisory firm - (8/9/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Marco Island, FL

Mailing Address

Phone number

(239) 642-5823

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 71,964,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lynn H. Orr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Hartong Orr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

FIRST UNION BROKERAGE SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

NATIONSSECURITIES

BANC OF AMERICA INVESTMENT SERVICES, INC.

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

G. R. PHELPS & CO., INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1996

Series 63

Date: 4/5/1984

Series 7

Date: 4/19/1986

Series 22

Date: 7/27/1984

Series 6

Date: 4/5/1984

Series 24

Date: 8/23/1995

Current Firm

LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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