Ike S. Trotter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ike Stone Trotter, who also goes by Ike Trotter, was a registered financial professional .
Ike is a previously registered financial professional and started their career in finance in 1984. Ike had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 12, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 2017 - July 14, 2021
LPL FINANCIAL LLC
June 1, 2017 - July 14, 2021
LPL FINANCIAL LLC
January 3, 2005 - May 31, 2017
WOODBURY FINANCIAL SERVICES, INC.
November 17, 1997 - May 31, 2017
WOODBURY FINANCIAL SERVICES, INC.
March 26, 1996 - November 24, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 26, 1996 - November 24, 1997
OSAIC FA, INC.
March 4, 1996 - March 22, 1996
FFP SECURITIES, INC.
December 16, 1991 - April 10, 1996
SECURIAN FINANCIAL SERVICES, INC.
June 8, 1988 - November 20, 1991
G. R. PHELPS & CO., INC.
April 30, 1987 - June 20, 1988
THE O.N. EQUITY SALES COMPANY
April 17, 1984 - November 20, 1991
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
