Sonya R. Albery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonya Rae Albery, who also goes by Sonya A Metcalf, Sonya Rae Metcalf, was a registered financial professional .
Sonya is a previously registered financial professional and started their career in finance in 1984. Sonya had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - August 16, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 27, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 23, 2006 - August 16, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 13, 2000 - January 23, 2006
RAYMOND JAMES & ASSOCIATES, INC.
June 9, 2000 - January 23, 2006
RAYMOND JAMES & ASSOCIATES, INC.
April 6, 1995 - June 15, 2000
LEGG MASON WOOD WALKER, INCORPORATED
April 16, 1991 - April 3, 1995
BANC ONE SECURITIES CORPORATION
May 22, 1984 - December 28, 1984
NEW ENGLAND SECURITIES
March 2, 1984 - May 10, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
