Kingsley C. Barham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kingsley Charles Barham, who also goes by Mr Kingsley Charles Barham, was a registered financial professional .
Kingsley is a previously registered financial professional and started their career in finance in 1970. Kingsley had worked at 13 firms and has passed the Series 63, Series 3, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1991 - January 30, 1992
MCCLURG CAPITAL CORPORATION
March 30, 1990 - September 4, 1991
KEY BISCAYNE SECURITIES, INC.
March 1, 1989 - December 20, 1989
KEY BISCAYNE SECURITIES, INC.
January 25, 1988 - December 3, 1988
SMITH BELLINGHAM INTERNATIONAL, INC.
November 25, 1987 - January 5, 1988
JUDY & ROBINSON SECURITIES, INC
May 3, 1982 - April 15, 1983
WEDBUSH SECURITIES INC.
March 26, 1980 - March 17, 1982
SUTRO & CO. INCORPORATED
October 5, 1979 - April 28, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
September 8, 1978 - October 13, 1979
J.P. MORGAN SECURITIES LLC
November 9, 1977 - October 25, 1978
LEHMAN BROTHERS INC.
September 16, 1977 - November 3, 1977
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
March 30, 1973 - November 19, 1976
THE VARIABLE ANNUITY MARKETING COMPANY
July 1, 1970 - March 16, 1971
THE VARIABLE ANNUITY MARKETING COMPNAY OF FLORIDA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/21/1970
Registered Representative ExaminationCurrent Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 83,283,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
