David A. Shaulson
Professional summary
David Alan Shaulson, who also goes by David Zarum, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alan Shaulson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 18, 1986 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 1, 1984 - March 12, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
(10/23/2025)
(11/3/2025)
(11/4/2025)
(11/3/2025)
(11/9/2025)
(10/23/2025)
(10/23/2025)
(10/23/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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