Sandra S. Patrick
CETERA INVESTMENT ADVISERS LLC
CHEYENNE, WY 82009
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CRD#: 1243001
Professional summary
Sandra Sue Patrick, CFP®, who also goes by Sandra Patrick Reeves, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cheyenne, Wyoming and CETERA ADVISORS LLC located in Cheyenne, Wyoming.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sandra has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 51, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Patrick Reeves
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)SANDY PATRICK; HIGH SCHOOL DEBATE COACH; EDUCATION; START DATE: 5/1/2009. 2.)WEALTH PLANNING & INVESTMENTS; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 05/11/2004; 8 HRS. PER MONTH. 3.) SANDRA PATRICK; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 12/23/1999; 8 HRS. PER MONTH. 4.) Sandy Patrick; CFP; Estate/Financial Planning; start date 04/05/2016; 4 hours per month. 5.) Life Enrichment Classes Laramie County College; Instructor; Education/Teaching; start date 06/15/2016; 12 hours per month. 6.) EDWIN PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 7.) SUE PATRICK REVOCABLE TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/05/2011. 8.) LAND INVESTMENT LLC; SECRETARY AND ASSISTANT TREASURER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 03/10/2020; 20 HOURS PER MONTH. 9.) ROSIE LLC; PRESIDENT; REAL ESTATE; START DATE: 10/15/2021; 4 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Sue Patrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1621 Dell Range Blvd, Cheyenne, WY 82009RIA
CRD#: 105644
CHEYENNE, WY
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1621 Dell Range Blvd, Cheyenne, WY 82009BD
CRD#: 10299
Cheyenne, WY
Past
July 1, 2014 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHEYENNE, WY
Past
December 22, 1999 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CHEYENNE, WY
Past
March 2, 1998 - January 10, 2000
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
December 4, 1991 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
February 21, 1985 - December 10, 1991
REEVES AND COMPANY, INVESTMENTS AND SECURITIES, INC.
BD
CRD#: 14311
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Alaska(11/17/2023)
RR
Arizona(9/8/2022)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Delaware(3/22/2023)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Idaho(9/8/2022)
RR
Indiana(9/8/2022)
RR
Michigan(9/8/2022)
RR
Missouri(9/8/2022)
RR
Montana(9/8/2022)
RR
Nebraska(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Jersey(8/1/2023)
RR
New Mexico(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(1/19/2024)
RR
Ohio(9/8/2022)
RR
Oklahoma(11/15/2022)
RR
Oregon(9/5/2024)
RR
South Carolina(10/12/2022)
RR
South Dakota(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
IAR
Wyoming(11/12/2020)
RR
Wyoming(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
