SB
Sofia L. Bianculli
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CRD#: 1242657
SB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sofia L Bianculli was a registered financial professional .
Sofia is a previously registered financial professional and started their career in finance in 2007. Sofia had worked at 1 firm and has passed the Series 99 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 29, 2007 - April 2, 2013
GLICKENHAUS & CO.
BD
CRD#: 2016
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
G&
GLICKENHAUS & CO.
GLICKENHAUS & CO.
CRD#: 2016 / SEC#: 801-9661, 8-9614
BD
Terminated by SEC on 04/05/2013
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Contact information
Main Address
Mailing Address
Phone number
Established
New York since 03/14/1961
Firm type
Partnership
Fiscal year end
September
# of Employees
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | LIMITED PARTNER | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | SARAH GLICKENHAUS 2010 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473859 |
| SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473860 |
| GLICKENHAUS, SARAH BRODY | LIMITED PARTNER | 1473858 |
| GLICKENHAUS, SETH MORTON | GENERAL PARTNER | 223097 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT | 1473859 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2007 GRAT | 1473859 |
| SARAH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | |
| SARAH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | |
| SARAH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 2007 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 2010 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | |
| ANDERSON-GAUSTEN, LINDA CHRISTI | CHIEF COMPLIANCE OFFICER, SROP & CROP | 713783 |
| GLICKENHAUS, JAMES MORRIS | GENERAL PARTNER | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 2010 GRAT | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | 1473860 |
| GLICKENHAUS, JAMES MORRIS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473860 |
| GREEN, STEVEN BRUCE | FINOP, CFO | 835437 |
| PIER, NANCY GLICKENHAUS | TRUSTEE - SETH GLICKENHAUS 2012 GRAT | 1473859 |
| SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER | |
| SETH GLICKENHAUS 2012 GRAT | LIMITED PARTNER | |
| SETH GLICKENHAUS 3 YR. GRANTOR ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER | |
| SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
