Michael M. Balch
Professional summary
Michael Marcy Balch, who also goes by Michael M. Balch, Michael Marcy Balch, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Chicago, Illinois and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Marcy Balch's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
IP FINANCIAL ADVISORY SERVICES LLC
November 20, 2023 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 2, 2018 - December 20, 2022
IPI WEALTH MANAGEMENT, INC.
January 2, 2018 - December 20, 2022
INVESTMENT PLANNERS, INC.
February 5, 2015 - December 31, 2017
CEDAR CAPITAL, LLC
October 27, 2014 - December 31, 2017
FORESIDE FUND SERVICES, LLC
June 6, 2013 - January 2, 2015
GOOD HARBOR FINANCIAL
June 1, 2011 - November 4, 2014
INVESTMENT PLANNERS, INC.
December 9, 2009 - November 28, 2011
NAMCOA
October 30, 2009 - June 3, 2011
MSC - BD, LLC
August 15, 2007 - October 30, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
December 1, 2005 - July 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 2005 - July 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 21, 2004 - March 17, 2005
BOFA DISTRIBUTORS, INC.
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
January 15, 1999 - January 1, 2003
STEPHENS
October 30, 1996 - November 13, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
June 8, 1995 - October 28, 1996
NATIONAL FINANCIAL SERVICES LLC
June 16, 1992 - May 19, 1995
WELLS FARGO CLEARING SERVICES, LLC
August 7, 1991 - February 4, 1992
STANFORD SECURITIES INCORPORATED
June 19, 1991 - August 28, 1991
METROPOLITAN LIFE INSURANCE COMPANY
June 19, 1991 - August 28, 1991
MSI FINANCIAL SERVICES, INC.
June 1, 1987 - June 22, 1990
NATHAN & LEWIS SECURITIES, INC.
February 24, 1984 - February 11, 1987
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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