Thomas J. Rosamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joe Rosamond was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 2 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1986 - August 21, 1995
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC.
March 22, 1984 - June 8, 1984
PARK, RYAN, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC.
CRD#: 17097 / SEC#: , 8-35040
Contact information
Documents
Red Flags
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