Robin P. Sterneck

STERNECK CAPITAL MANAGEMENT LLC

KANSAS CITY, MO 64116

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CRD#: 1241565

Professional summary

Robin Peppe Sterneck, who also goes by Robin Frances Peppe, is a registered financial advisor currently at STERNECK CAPITAL MANAGEMENT LLC located in Kansas City, Missouri.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robin has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Frances Peppe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE ON THE BOARD OF TRUSTEES FOR EPR PROPERTIES, INC FROM 2013 TO PRESENT. NO RELATIONSHIP WITH STERNECK CAPITAL. STERNECK CAPITAL CONSIDERS EPR TO BE A RESTRICTED SECURITY AND THEREFORE IS NOT BOUGHT OR SOLD FOR CLIENTS. EPR IS A REIT WITH A FOCUS ON ENTERTAINMENT PROPERTIES AND CHARTER SCHOOLS. Receives pay as a facilitator/trainer for an Emerging Leaders Course through the KC Central Exchange. The Central Exchange is not affiliated with Sterneck Capital Management and presents no conflicts. Receives pay as a business consultant through Highland Birch LLC consulting firm. Is also paid as a speaker for various association or business/company events. Topics are around leadership development, networking, goal setting, etc. This is not affiliated with Sterneck Capital and prompts no conflicts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Peppe Sterneck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2015 - Present

STERNECK CAPITAL MANAGEMENT LLC

Office #1: 1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116

RIA

CRD#: 111463

KANSAS CITY, MO

Past

November 14, 1994 - August 16, 1995

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

May 23, 1990 - November 14, 1994

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

February 23, 1984 - April 27, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STERNECK CAPITAL MANAGEMENT LLC

CRD#: 111463 / SEC#: 801-45256

RIA

Registered Investment Advisory firm - (12/20/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/29/2015)

IAR

Texas
(4/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

STERNECK CAPITAL MANAGEMENT LLC

CRD#: 111463 / SEC#: 801-45256

RIA

Registered Investment Advisory firm - (12/20/1993 Approved)

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Contact information

Main Address

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116

Mailing Address

Phone number

(816) 531-2254

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	638
AUM (Assets Under Management)	$ 277,853,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin P. Sterneck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Peppe Sterneck's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERNECK CAPITAL MANAGEMENT LLC

DAIN RAUSCHER INCORPORATED

CLAYTON BROWN & ASSOCIATES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

STERNECK CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2015

Series 63

Date: 8/2/1984

Series 7

Date: 2/18/1984

Current Firm

STERNECK CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STERNECK CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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