Richard A. Schiendler
Professional summary
Richard Anthony Schiendler, who also goes by Richard Anthony Chiendler, Dick Schiendler, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Newport Beach, California and CETERA WEALTH SERVICES, LLC located in Newport Beach, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Anthony Schiendler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4001 Macarthur Blvd Ste 300, Newport Beach, CA 92660August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4001 Macarthur Blvd. 3rd Floor, Newport Beach, CA 92660February 21, 2003 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
June 26, 2000 - December 31, 2001
WORTHMARK FINANCIAL SERVICES, LLC
April 12, 1995 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
July 15, 1991 - March 16, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 7, 1990 - February 24, 1995
JOHN HANCOCK DISTRIBUTORS LLC
April 20, 1987 - July 15, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
May 16, 1986 - May 18, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
April 3, 1984 - November 25, 1986
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(8/10/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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