MG
Max R. Garnett
STATE FARM INVESTMENT MANAGEMENT
Paragould, AR
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CRD#: 1240703
MG
Professional summary
Max Ray Garnett is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Paragould, Arkansas and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Max is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Max has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Crowley's Ridge College; non investment related; 100 College Drive Paragould AR 72450; Board Member; 09-19-2020; Serve on the strategic planning committee, we meet quarterly to make long term planning decisions for the college; 4;0. 2) Max Garnett's Insurance Agency; Insurance Agency; Investment-related; 1520 W Court St Paragould, AR 72450-4003; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/1984; 80; 80; Service customers and supervise employees. 3) Team Christ Ministries, LLC; NOT investment-related; 2601 Linwood Drive, Paragould, AK 72450; Membership/Civic/Fraternal Organizational; Board Member; President; 2/13/2013; 30; 0; review bank statements, make deposits, pay bills, co-sign checks, conduct worship. 4) Burns & Newell, Inc; NOT investment-related; 213 Sterlington Road, Monroe, LA 71203; Retail; Board Member; Vice President; 1/17/2018; 0; 0; no duties. 5) Max & Ashley Garnett - Property #1(Personally Held Real Estate); Investment related; 350 S. Wildwood F18 Branson, MO 65616; Investment or Commercial Property; Owner; none; 3/1/2022; 1; 0; Duties 6) Max & Ashley Garnett - Property #2 (Personally Held Real Estate); Investment related; 350 S. Wildwood C1 Branson, MO 65616; Investment or Commercial Property; Owner; none; 5/1/2022; 1; 0; Duties
CRS (Client Relationship Summary) - RIA
Click below to view Max Ray Garnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #2: 1520 W Court St, Paragould, AR 72450-4003RIA
CRD#: 3487
Paragould, AR
Current
June 22, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Past
March 20, 1984 - November 18, 1985
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/4/2001)
IAR
Arkansas(8/15/2018)
RR
Louisiana(2/23/2004)
IAR
Louisiana(10/30/2024)
RR
Missouri(5/20/2005)
IAR
Missouri(8/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
