Diana L. Stamborski

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CRD#: 1240581

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Diana Lynne Stamborski, who also goes by Diana Rulle, was a registered financial advisor .

Diana is a previously registered financial advisor and started their career in finance in 1984. Diana had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Diana Rulle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 28, 2006 - December 31, 2014

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

PALATINE, IL

Past

October 2, 1995 - December 31, 2014

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

PALATINE, IL

Past

January 28, 1994 - September 28, 1995

FOUNDATION INVESTORS SECURITIES CORP.

CRD#: 35541

Past

September 22, 1989 - October 31, 1994

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Past

October 22, 1986 - December 24, 1986

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Past

August 21, 1986 - January 12, 1988

WHYTECLIFFE SECURITIES INC.

CRD#: 17880

Past

September 16, 1985 - October 30, 1986

BROOK INVESTMENTS, INC.

CRD#: 7876

Past

February 24, 1984 - June 20, 1985

FRANCIS MANZO & COMPANY, INCORPORATED

CRD#: 8187

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/19/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/1985

General Securities Principal Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diana L. Stamborski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

FOUNDATION INVESTORS SECURITIES CORP.

R. D. KUSHNIR & CO.

LASALLE ST SECURITIES, L.L.C.

WHYTECLIFFE SECURITIES INC.

BROOK INVESTMENTS, INC.

FRANCIS MANZO & COMPANY, INCORPORATED

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2002

Series 65

Date: 12/15/1997

SIE

Date: 12/31/2014

Series 7

Date: 2/18/1984

Series 24

Date: 12/16/1985

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

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