Janet L. Mariconti- Shabman
Professional summary
Janet Louise Mariconti- Shabman, who also goes by Janet Louise Mariconti, Janet Mariconti, Janet Louise Shabman, is a registered financial advisor currently at ENVESTNET PMC located in Cortlandt Manor, New York.
Janet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Janet has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Janet Louise Mariconti- Shabman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2013 - Present
ENVESTNET PMC
October 22, 2013 - February 18, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
January 24, 2003 - July 15, 2013
PGIM INVESTMENTS LLC
November 11, 2002 - July 15, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 3, 1991 - September 20, 2002
NEUBERGER BERMAN BD LLC
November 18, 1986 - September 20, 2002
NEUBERGER BERMAN BD LLC
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/24/2024)
(10/11/2024)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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