WS
Wallace E. Sutton
CORNERSTONE WEALTH
Tampa, FL 33609
Some features on this profile are disabled
CRD#: 1240377
WS
Professional summary
Wallace Edward Sutton, who also goes by Edward Wallace Sutton, is a registered financial advisor currently at CORNERSTONE WEALTH located in Tampa, Florida and MUTUAL SECURITIES, INC. located in Tampa, Florida.
Wallace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Wallace has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Wallace Sutton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Southerland Investments, Inc., (formally Sutton Wealth Management, Inc.), Start Date: 11/2007, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, S-Corp, Administrative Operations, Owner, Administrative Operations income from sale, paying expenses and tax reporting, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 2. Swann Avenue, LLC., Start Date: 06/26/2014, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, LLC, Real Estate, Partner, Real Estate Investments, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 3. 3708 Swann Professional Building Condo Association, Start Date: 11/2007, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, LLC, Condo Association, Member of Association - Director and Secretary, Quarterly meetings to review finances, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 4. Tigert 2005 Irrevocable Trust, Start Date: 06/28/2005, 4419 W Watrous Ave, Tampa, FL 33629, Trust, Trust, Trustee, Taky any necessary actions as trustee, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 5. Guest Speaker Florida State University, Start Date: 07/2020, 600 West College Ave., Tallahassee, FL 33206, University, University, Guest Speaker, Discuss Investments with Economic Class students, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 6. Gulf 10A, LLC., Start Date: 06/08/2019, 110 Madison Street, Ste. 200, Tampa, FL 33602, LLC, Real Estate, Partner, Real Estate Investments, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 7. Curtis Irrevocable Trust, Start Date: 05/26/1992, 4419 W Watrous Ave., Tampa, FL 33629, Trust, Trust, Trustee, Take any necessary actions as Trustee, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 8. Davis Island Baptist Church, Start Date: 06/2023, 97 Biscayne Ave., Tampa, FL 33606, Church, On Finance Committee, Volunteer on Finance Committee, Review Finances for Church, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 9. Hunt 2004 Irrevocable Trust, Start Date: 08/25/2004, 4419 W Watrous Ave., Tampa, FL 33629, Trust, Trust, Trustee, Take any necessary actions as Trustee, I have resigned, but they have not replaced me yet as Trustee, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 10. Milling 2014 Irrevocable Trust, Start Date: 01/07/2014, 4419 W Watrous Ave., Tampa, FL 33629, Trust, Trust, Trustee, Take any necessary actions as Trustee, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 11. Auriga Management, Inc., (formally Sutton Wealth Advisors, Inc.), Start Date: 11/2007, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, S-Corp, Inactive Investment Advisory Business, Owner, None/Business is inactive, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 12. Cornerstone Wealth Group, LLC., Start Date: 01/01/2024, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, LLC, Registered Investment Advisor, Meeting with clients to discuss to their financial plans and estate plans, Investment Related, 40 Hours per month, 6.5 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Edward Sutton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2024 - Present
CORNERSTONE WEALTH
Office #1: 3708 W Swann Ave #102, Tampa, FL 33609RIA
CRD#: 289971
Tampa, FL
Current
December 1, 2023 - Present
MUTUAL SECURITIES, INC.
Office #1: 3708 West Swann Ave. Ste. 102, Tampa, FL 33609BD
CRD#: 13092
Tampa, FL
Past
September 11, 2020 - December 4, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tampa, FL
Past
November 6, 2007 - January 30, 2024
SUTTON WEALTH ADVISORS, INC.
RIA
CRD#: 145359
TAMPA, FL
Past
April 21, 2006 - September 19, 2008
BARRON ASSET MANAGEMENT, INC.
RIA
CRD#: 125092
TAMPA, FL
Past
January 7, 1997 - December 31, 2005
BARRON ASSET MANAGEMENT, INC.
RIA
CRD#: 125092
TAMPA, FL
Past
January 5, 1990 - September 15, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
TAMPA, FL
Past
March 8, 1989 - January 16, 1990
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
March 21, 1988 - December 31, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
October 2, 1985 - March 22, 1988
FIRST TAMPA SECURITIES, INC.
BD
CRD#: 16536
Past
April 15, 1985 - June 20, 1985
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
Past
April 30, 1984 - April 12, 1985
CIBC WOOD GUNDY SECURITIES CORP.
BD
CRD#: 3801
Past
March 9, 1984 - March 27, 1984
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2023)
RR
Arizona(12/1/2023)
RR
California(12/1/2023)
RR
Colorado(12/1/2023)
RR
Florida(12/4/2023)
IAR
Florida(1/12/2024)
RR
Georgia(12/1/2023)
RR
Indiana(12/1/2023)
RR
Kansas(12/1/2023)
RR
Louisiana(12/1/2023)
RR
Maryland(12/1/2023)
RR
Massachusetts(12/1/2023)
RR
Michigan(12/1/2023)
RR
Minnesota(12/4/2023)
RR
Mississippi(12/1/2023)
RR
Montana(12/1/2023)
RR
New Hampshire(12/1/2023)
RR
New Jersey(12/1/2023)
RR
New York(12/1/2023)
RR
North Carolina(12/1/2023)
RR
North Dakota(12/5/2023)
RR
Ohio(12/1/2023)
RR
South Carolina(12/1/2023)
RR
Tennessee(12/1/2023)
RR
Texas(12/1/2023)
RR
Virginia(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE WEALTH
CRD#: 289971Tampa, FL 33609TRUST BUT VERIFY
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