Wallace E. Sutton
Professional summary
Wallace Edward Sutton, who also goes by Edward Wallace Sutton, is a registered financial advisor currently at CORNERSTONE WEALTH located in Tampa, Florida and MUTUAL SECURITIES, INC. located in Tampa, Florida.
Wallace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Wallace has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Edward Sutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
CORNERSTONE WEALTH
Office #1: 3708 W Swann Ave #102, Tampa, FL 33609December 1, 2023 - Present
MUTUAL SECURITIES, INC.
Office #1: 3708 West Swann Ave. Ste. 102, Tampa, FL 33609September 11, 2020 - December 4, 2023
PURSHE KAPLAN STERLING INVESTMENTS
November 6, 2007 - January 30, 2024
SUTTON WEALTH ADVISORS, INC.
April 21, 2006 - September 19, 2008
BARRON ASSET MANAGEMENT, INC.
January 7, 1997 - December 31, 2005
BARRON ASSET MANAGEMENT, INC.
January 5, 1990 - September 15, 2020
SECURITIES SERVICE NETWORK, LLC
March 8, 1989 - January 16, 1990
FSC SECURITIES CORPORATION
March 21, 1988 - December 31, 1988
FSC SECURITIES CORPORATION
October 2, 1985 - March 22, 1988
FIRST TAMPA SECURITIES, INC.
April 15, 1985 - June 20, 1985
WACHOVIA SECURITIES, INC.
April 30, 1984 - April 12, 1985
CIBC WOOD GUNDY SECURITIES CORP.
March 9, 1984 - March 27, 1984
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
CORNERSTONE WEALTH
CRD#: 289971 / SEC#: 801-112164
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CORNERSTONE WEALTH
CRD#: 289971 / SEC#: 801-112164
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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Company Information
CORNERSTONE WEALTH
CRD#: 289971Tampa, FL 33609TRUST BUT VERIFY
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