LK
Laurence D. Kachel
CETERA INVESTMENT ADVISERS LLC
BROOKFIELD, WI 53005
Some features on this profile are disabled
CRD#: 1240215
LK
Professional summary
Laurence David Kachel, who also goes by Larry D. Kachel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brookfield, Wisconsin and CETERA FINANCIAL SPECIALISTS LLC located in Brookfield, Wisconsin.
Laurence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Laurence has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry D. Kachel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KACHEL INSURANCE - 16800 W. GREENFIELD AVENUE SUITE 350 BROOKFIELD, WI 53005 - HEALTH INSURANCE SALES/CONSULTING - OWNER - STARTED 1994 - 2HRS/WK. 2) KACHEL FINANCIAL GROUP; INV-REL; BROOKFIELD, WI; OWNER; FINANCIAL ADVISORY; START DATE 11/2012; 160 HRS/MNTH 130 DURING SECURITY TRADING HRS: 3) NAME OF OTHER BUSINESS: DLK ENTERPRISES, INC. INVESTMENT RELATED: NO ADDRESS: 144 TRAIL ST WHITEWATER, WI 53190 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT & PROPERTY MANAGEMENT START DATE: 6/1990 APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 7 POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS & INVOLVED IN REAL ESTATE DEVELOPMENT, ACQUISTION AND PROPERTY MANAGEMENT 4) NAME OF OTHER BUSINESS: GREATER WHITEWATER COMMITTEE, INC. INVESTMENT RELATED: NO ADDRESS: 405 PANTHER CT WHITEWATER WI 53190 NATURE OF BUSINESS: NON PROFIT TO ATTRACT BUSINESS TO WHITEWATER, WI START DATE: 1/2012 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD BRIEF DESCRIPTION OF DUTIES: SENIOR FOUNDING MEMBER 5) NAME OF OTHER BUSINESS: UW-WHITEWATER COLLEGE OF EDUCATION DEAN'S ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 800 MAIN ST UW WHITEWATER, WHITEWATER WI 53190; NATURE OF BUSINESS: HIGHER EDUCATION; START DATE: 4/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND ANNUAL MEETING WITH ADVISORY BOARD ON EDUCATION 6) WISCONSIN DAIRY SUPPLY, INC, NOT INVEST REL, 440 W ANN ST, WHITEWATER, WI, 53190, DAIRY SUPPLY COMPANY, START 06/01/05, 1HR/WK NOT DURING TRADING, VICE PRESIDENT, BOARD OF DIRECTORS. 7) KACHEL ENTERPRISES LIMITED PARTNERSHIP, NOT INVEST REL, 144 TRATT ST, WHITEWATER, WI, 53190, REAL ESTATE PROPERTY MANAGEMENT. 8) NAME OF OTHER BUSINESS: KACHEL FAMILY FOUNDATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 144 TRATT STREET, WHITEWATER, WI 53190; NATURE OF BUSINESS: CHARITABLE FOUNDATION; START DATE: 12/2005; POSITION/TITLE/RELATIONSHIP: CO-DIRECTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-DIRECTOR; 9) WHITEWATER LEADS, NOT INVESTMENT RELATED, 800 W MAIN STREET, WHITEWATER, WI, 53190, EDUCATION, STARTED 12/2015, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP PRESCHOOL THROUGH 12TH GRADE IMPROVE READING SKILLS
CRS (Client Relationship Summary) - RIA
Click below to view Laurence David Kachel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005RIA
CRD#: 105644
BROOKFIELD, WI
Current
October 22, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005BD
CRD#: 10358
Brookfield, WI
Past
November 2, 1998 - October 29, 2004
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
June 17, 1996 - October 12, 1998
WELLINGTON INVESTMENT SERVICES CORP.
BD
CRD#: 23018
BROOKFIELD, WI
Past
June 23, 1995 - June 14, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 23, 1995 - June 14, 1996
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
July 15, 1993 - January 13, 1995
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Past
September 6, 1991 - July 15, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
October 28, 1988 - October 2, 1991
XELAN SECURITIES CORPORATION
BD
CRD#: 16555
Past
September 12, 1986 - October 27, 1988
WALL STREET DISCOUNTS, INC.
BD
CRD#: 8471
Past
February 24, 1984 - August 21, 1984
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/12/2017)
RR
Arkansas(9/17/2024)
RR
California(10/22/2004)
RR
Florida(11/17/2016)
RR
Illinois(1/3/2008)
RR
Montana(7/19/2019)
RR
Texas(10/18/2016)
IAR
Texas(10/12/2017)
RR
Wisconsin(10/22/2004)
IAR
Wisconsin(4/26/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Brookfield, WI 53005TRUST BUT VERIFY
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Contact information
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