Laurence D. Kachel
Professional summary
Laurence David Kachel, who also goes by Larry D. Kachel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brookfield, Wisconsin and CETERA FINANCIAL SPECIALISTS LLC located in Brookfield, Wisconsin.
Laurence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Laurence has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laurence David Kachel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005October 22, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 16800 West Greenfield Avenue Suite 350, Brookfield, WI 53005November 2, 1998 - October 29, 2004
SUNAMERICA SECURITIES, INC.
June 17, 1996 - October 12, 1998
WELLINGTON INVESTMENT SERVICES CORP.
June 23, 1995 - June 14, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 23, 1995 - June 14, 1996
OSAIC FA, INC.
July 15, 1993 - January 13, 1995
FIRST AFFILIATED SECURITIES
September 6, 1991 - July 15, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 28, 1988 - October 2, 1991
XELAN SECURITIES CORPORATION
September 12, 1986 - October 27, 1988
WALL STREET DISCOUNTS, INC.
February 24, 1984 - August 21, 1984
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2017)
(9/17/2024)
(10/22/2004)
(11/18/2025)
(11/17/2016)
(1/3/2008)
(7/19/2019)
(10/18/2016)
(10/12/2017)
(10/22/2004)
(4/26/2005)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Brookfield, WI 53005TRUST BUT VERIFY
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