Michael J. Bartels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Bartels was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2012 - March 21, 2014
ASCENSUS FINANCIAL SERVICES, LLC.
September 30, 2010 - November 7, 2011
PFS INVESTMENTS INC.
September 20, 2002 - November 5, 2008
ETICO PARTNERS, LLC
July 18, 1994 - September 20, 2002
M. J. WHITMAN, INC.
April 19, 1991 - December 22, 1993
REICH & CO., INC.
October 2, 1987 - October 19, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
March 22, 1984 - September 25, 1987
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
ASCENSUS FINANCIAL SERVICES, LLC.
CRD#: 147257 / SEC#: , 8-67891
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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