Stephen M. Parish
Professional summary
Stephen Michael Parish is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1984. Stephen has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Michael Parish's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2019 - Present
ICR CAPITAL LLC
Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017November 27, 2012 - November 26, 2019
SOLEBURY CAPITAL LLC
September 12, 2011 - September 7, 2012
COWEN SECURITIES LLC
September 30, 2009 - September 8, 2011
CANTOR FITZGERALD & CO.
July 21, 2009 - October 6, 2009
MILLER TABAK + CO., LLC
February 23, 1984 - June 18, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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