Maureen L. Verduyn

THE FINANCIAL TEAM

Carlsbad, CA 92011

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CRD#: 1239558

Professional summary

Maureen Linda Verduyn, CFP®, who also goes by Maureen Linda Goodnight, Maureen Linda Hoffmann Goodnight, Maureen Linda Goodnight Hoffmann, Maureen Linda Macfarland, Maureen Linda Mcfarland, is a registered financial advisor currently at THE FINANCIAL TEAM, INC. located in Carlsbad, California and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Maureen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Maureen has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Divorce Planning

Estate Planning

Insurance Planning

Retirement Planning

Tax Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Maureen Linda Goodnight | Maureen Linda Hoffmann Goodnight | Maureen Linda Goodnight Hoffmann | Maureen Linda Macfarland | Maureen Linda Mcfarland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1998 ADDRESS: 6790 Embarcadero Lane, Suite 100, Carlsbad, CA 92010 DESCRIPTION: CA Insurance agent offering various types of insurance products. (2) THE FINANCIAL TEAM INC POSITION: Owner NATURE: Outside Registered Investment Adviser/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 30 START DATE: 03/01/1998 ADDRESS: 6790 Embarcadero Lane, Suite 100, Carlsbad, CA 92010 DESCRIPTION: 100% owner of "The Financial Team," a state-registered investment adviser and DBA used for marketing purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Linda Verduyn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

December 7, 2006 - Present

THE FINANCIAL TEAM, INC.

Office #1: 6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011

RIA

CRD#: 141355

Carlsbad, CA

Current

May 23, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

September 16, 2020 - May 1, 2023

JRL CAPITAL CORPORATION

CRD#: 10225

CARLSBAD, CA

Past

March 3, 2020 - September 16, 2020

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

CARLSBAD, CA

Past

March 3, 2020 - September 16, 2020

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

CARLSBAD, CA

Past

July 29, 2010 - March 4, 2020

RANCE KING SECURITIES CORP.

CRD#: 15737

CARLSBAD, CA

Past

January 5, 2007 - February 27, 2009

LIGHTHOUSE CAPITAL CORPORATION

CRD#: 41812

CARLSBAD, CA

Past

January 16, 2001 - December 31, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CARLSBAD, CA

Past

January 5, 2001 - December 31, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

CARLSBAD, CA

Past

November 16, 1998 - December 31, 2000

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

June 5, 1996 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

November 22, 1994 - May 28, 1996

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

July 28, 1987 - February 10, 1988

IPN INVESTMENT SERVICES, INC.

CRD#: 19379

Past

March 6, 1987 - August 11, 1987

GRANITE CAPITAL

CRD#: 15219

Past

May 23, 1984 - January 2, 1987

IDM SECURITIES CORPORATION

CRD#: 10893

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(10/27/2021)

IAR

California
(12/7/2006)

California
(5/23/2023)

New York
(9/27/2023)

North Carolina
(4/16/2025)

IAR

Texas
(5/4/2023)

Washington
(7/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE FINANCIAL TEAM, INC.

TFT ADVISORS, LLC | THE FINANCIAL TEAM, INC.

CRD#: 141355 / SEC#:

Arizona

Registered Investment Advisory firm - (10/27/2021 Approved)

California

Registered Investment Advisory firm - (12/7/2006 Approved)

Texas

Registered Investment Advisory firm - (4/7/2023 Conditional Restricted)

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Contact information

Main Address

6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011

Mailing Address

Po Box 309, Carlsbad, CA 92018

Phone number

(760) 448-2882

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Maureen L. Verduyn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Linda Verduyn's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

JRL CAPITAL CORPORATION

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

RANCE KING SECURITIES CORP.

LIGHTHOUSE CAPITAL CORPORATION

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

DETWILER FENTON WEALTH MANAGEMENT INC

IPN INVESTMENT SERVICES, INC.

GRANITE CAPITAL

IDM SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/7/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1994

Series 24

Date: 5/24/1995

FINRA

Current Firm

THE FINANCIAL TEAM, INC.

Contact information

Documents

Red Flags

Company Information

THE FINANCIAL TEAM, INC.

TRUST BUT VERIFY

Contact information

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