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MV

Maureen L. Verduyn

THE FINANCIAL TEAM
CARLSBAD, CA 92011
CRD#: 1239558
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MV
Maureen Linda VerduynTHE FINANCIAL TEAM

Professional summary

Maureen Linda Verduyn, CFP®, who also goes by Maureen Linda Goodnight, Maureen Linda Hoffmann Goodnight, Maureen Linda Goodnight Hoffmann, Maureen Linda Macfarland, Maureen Linda Mcfarland, is a registered financial advisor currently at THE FINANCIAL TEAM, INC. located in Carlsbad, California.

Maureen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Maureen has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Divorce Planning
Estate Planning
Insurance Planning
Retirement Planning
Tax Planning
Investment Planning
Are you a "fiduciary"?
Yes

Aliases

Maureen Linda Goodnight | Maureen Linda Hoffmann Goodnight | Maureen Linda Goodnight Hoffmann | Maureen Linda Macfarland | Maureen Linda Mcfarland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Linda Verduyn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

December 7, 2006 - Present

THE FINANCIAL TEAM, INC.

Office #1: 6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011
RIA
CRD#: 141355
CARLSBAD, CA
Past

May 23, 2023 - December 11, 2025

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Newport Beach, CA
Past

September 16, 2020 - May 1, 2023

JRL CAPITAL CORPORATION

BD
CRD#: 10225
CARLSBAD, CA
Past

March 3, 2020 - September 16, 2020

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
CARLSBAD, CA
Past

March 3, 2020 - September 16, 2020

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
CARLSBAD, CA
Past

July 29, 2010 - March 4, 2020

RANCE KING SECURITIES CORP.

BD
CRD#: 15737
CARLSBAD, CA
Past

January 5, 2007 - February 27, 2009

LIGHTHOUSE CAPITAL CORPORATION

BD
CRD#: 41812
CARLSBAD, CA
Past

January 16, 2001 - December 31, 2006

QA3 FINANCIAL LLC

RIA
CRD#: 104957
CARLSBAD, CA
Past

January 5, 2001 - December 31, 2006

QA3 FINANCIAL CORP.

BD
CRD#: 14754
CARLSBAD, CA
Past

November 16, 1998 - December 31, 2000

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
PHOENIX, AZ
Past

June 5, 1996 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

BD
CRD#: 21986
CARLSBAD, CA
Past

November 22, 1994 - May 28, 1996

DETWILER FENTON WEALTH MANAGEMENT INC

BD
CRD#: 16063
BOSTON, MA
Past

July 28, 1987 - February 10, 1988

IPN INVESTMENT SERVICES, INC.

BD
CRD#: 19379
Past

March 6, 1987 - August 11, 1987

GRANITE CAPITAL

BD
CRD#: 15219
Past

May 23, 1984 - January 2, 1987

IDM SECURITIES CORPORATION

BD
CRD#: 10893

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(10/27/2021)
IAR
California
(12/7/2006)
IAR
Texas
(5/4/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/7/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/1995
General Securities Principal Examination

Current Firm

TF
THE FINANCIAL TEAM, INC.
TFT ADVISORS, LLC | THE FINANCIAL TEAM, INC.

CRD#: 141355 / SEC#:

Arizona
Registered Investment Advisory firm - (10/27/2021 Approved)
California
Registered Investment Advisory firm - (12/7/2006 Approved)
Texas
Registered Investment Advisory firm - (4/7/2023 Conditional Restricted)
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Contact information

Main Address
6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011
Mailing Address
Po Box 309, Carlsbad, CA 92018
Phone number
(760) 448-2882
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE FINANCIAL TEAM, INC.

CRD#: 141355Carlsbad, CA 92011

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