Richard M. Netter
Professional summary
Richard Martin Netter is a registered financial professional currently at SENATE SECURITIES located in Kingston, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Martin Netter's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 1987 - Present
SENATE SECURITIES
Office #1: 253 Wall Street, Kingston, NY 12401Office #2: 108 North Front Street, Kingston, NY 12401February 24, 1984 - December 21, 1987
KINGSTON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2015)
(11/3/1987)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SENATE SECURITIES
CRD#: 20458 / SEC#: , 8-38211
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NETTER, RICHARD MARTIN | PRESIDENT/CCO,SROP,CROP,CFO/FINOP | 1239553 |
Disclosures
| Regulatory Event | 1 |
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