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FIRM PROFILE
Overview
SENATE SECURITIES is located at 108 North Front Street, Kingston, NY 12401 and was first established at Woodbridge, New York in 01/01/1989. After operating for 37 years, SENATE SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SENATE SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. SENATE SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SENATE SECURITIES are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SENATE SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SENATE SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SENATE SECURITIES Comes From
Understanding the Statistics for SENATE SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
108 North Front Street, Kingston, NY 12401
108 North Front Street P.o. Box 3576, Kingston, NY 12402
Small
(845) 339-7310
New York since 01/01/1989
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NETTER, RICHARD MARTIN | PRESIDENT/CCO,SROP,CROP,CFO/FINOP | 1239553 |
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Advisor's working at SENATE SECURITIES
Richard Martin Netter
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