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JL

Jere Kent Ledesky

CRD# 1239172·Registered 1984 - 2001
Previously Registered: Being a previously registered professional could mean that Jere is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jere Kent Ledesky was a registered financial advisor. Jere was a previously registered financial professional and started their career in finance 1984 - 2001. Jere had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years registered in the securities industry

Current & Past Employments

Past

LEGACY FINANCIAL SERVICES, INC.Past·CRD# 38697
BD
Petaluma, CA
June 17, 1998 - December 31, 2001
ARMA FINANCIAL SERVICES, INC.Past·CRD# 18033
BD
Scottsdale, AZ
September 24, 1986 - July 11, 1996
KIDDER, PEABODY & CO. INCORPORATEDPast·CRD# 7613
BD
August 8, 1985 - August 14, 1986
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
March 22, 1984 - July 30, 1985
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
February 24, 1984 - April 2, 1984

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Current Firm

LF
LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697 / SEC#: 8-48360
BD
Terminated by SEC on 11/28/2008

Contact Information

Established

California since 04/27/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REGAN HOLDING CORPORATIONHOLDING CORPORATION—
CAIRNS, MICHAEL IANFINANCIAL AND OPERATIONS PRINCIPAL5409908
EAKEN, CHRISTINA LYNNVP, CHIEF COMPLIANCE OFFICER, SECRETARY4484258
PITTS, ROBERT PRESTON JRPRESIDENT/DIRECTOR2624478
REGAN, LYNDA LOUISEDIRECTOR2149722

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1984About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1986About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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