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Christina Lynn Eaken

CRD# 4484258·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Christina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christina Lynn Eaken, who also goes by Chris Eaken, Christine Lynn Eaken, Chris Hodges, Hodges, Christina Lynn Hodges Eaken, was a registered financial advisor. Christina was a previously registered financial professional and started their career in finance 2002 - 2020. Christina had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Eaken, Christine Lynn Eaken, Chris Hodges, Hodges, Christina Lynn Hodges Eaken

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC·CRD# 162143
RIA
Petaluma, CA
October 11, 2012 - September 2, 2020
GWN SECURITIES INC.·CRD# 128929
BD
Palm Beach Gardens, FL
January 12, 2011 - December 31, 2011
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
January 1, 2002 - January 12, 2009

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Current Firm

OA
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

CRD#: 162143 / SEC#: 801-76773

Contact Information

Main Address

2090 Marina Avenue, Petaluma, CA 94954

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2011About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2001About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2002About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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