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Steven J. Hubbell
HUBBELL STRICKLAND WEALTH MANAGEMENT
New Orleans, LA 70163
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CRD#: 1238914
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Professional summary
Steven John Hubbell, CFP® is a registered financial advisor currently at HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC located in New Orleans, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in New Orleans, Louisiana.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Steven has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STEVEN J. HUBBELL, SOLE PROPRIETOR; FIXED INSURANCE SALES; INVESTMENT RELATED; REPRESENTATIVE; SALE OF LIFE, LONG-TERM CARE, DISABILITY AND ANNUITIES; 1100 POYDRAS STREET, SUITE 1150, NEW ORLEANS, LA 70163; START DATE: JULY 1985; 5 HOURS PER MONTH, NOT DURING TRADING HOURS; ANALYSIS OF INSURANCE NEEDS AND SALES OF INSURANCE PRODUCTS TO CLIENTS. 2. SPLH, LLC; P.O. BOX 541 METAIRIE, LA 70004; LIMITED PARTNER/OWNER; NOT INVESTMENT RELATED; INTEREST IN FAMILY PROPERTY IN LA; START DATE: AUGUST 2011; 1 HOUR PER MONTH, NOT DURING TRADING HOURS; NO ACTIVE INVOLVEMENT IN MAINTENANCE OF THE PROPERTY. 3. HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC. 1100 POYDRAS STREET, SUITE 1150, NEW ORLEANS, LA 70163. RIA, OWNER. INVESTMENT RELATED, 5/2019-PRESENT. 40 HOURS/WEEK DURING TRADING HOURS. PROVIDES INVESTMENT MANAGEMENT AND FINANCIAL PLANNING SERVICES. 4. Catholic World View. Non-Investment Related. 3100 Independence Pkwy, Suite 311, Plano, TX 75075. Board member. Start 12/2020. 1hr/mo, none during trading hours. Board member. 5. The Dominican Sisters of St. Cecilia Congregation - investment related - 801 Dominican Dr. Nashville, TN 37228 - Investment committee - investment committee member - Board member - 2 hours/0 trading hours per month - Review of financial information and general discussion of investment approach in investment advisory committee. I do not directly manage any investments for the congregation or have any business relationship with this group.
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Hubbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
May 23, 2019 - Present
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
Office #1: 1100 Poydras Street Suite 1150, New Orleans, LA 70163RIA
CRD#: 301715
New Orleans, LA
Current
October 10, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1100 Poydras Street, New Orleans, LA 70163BD
CRD#: 35747
New Orleans, LA
Past
October 13, 2014 - July 16, 2019
STOKES & HUBBELL CAPITAL MANAGEMENT, LLC
RIA
CRD#: 172937
NEW ORLEANS, LA
Past
May 20, 1992 - July 2, 2008
STOKES & HUBBELL CAPITAL MANAGEMENT INC
RIA
CRD#: 104756
METAIRIE, LA
Past
May 20, 1992 - October 13, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NEW ORLEANS, LA
Past
July 25, 1985 - October 13, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW ORLEANS, LA
Past
September 25, 1984 - June 7, 1985
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
February 16, 1984 - July 6, 1984
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HS
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
CRD#: 301715 / SEC#: 801-115250
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2014)
RR
Arkansas(11/25/2014)
RR
California(5/29/2019)
RR
Colorado(8/10/2022)
RR
Florida(10/10/2014)
RR
Idaho(10/29/2021)
RR
Kentucky(10/10/2014)
RR
Louisiana(10/16/2014)
IAR
Louisiana(5/23/2019)
RR
Mississippi(10/10/2014)
IAR
Mississippi(5/28/2019)
RR
Missouri(10/10/2014)
RR
Montana(10/29/2021)
RR
New York(5/29/2019)
RR
North Carolina(10/10/2014)
RR
Ohio(10/29/2021)
RR
South Carolina(10/29/2021)
RR
Tennessee(10/10/2014)
RR
Texas(10/10/2014)
IAR
Texas(5/28/2019)
RR
Utah(8/10/2022)
RR
Virginia(10/30/2021)
RR
West Virginia(11/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
CRD#: 301715 / SEC#: 801-115250
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100 Poydras Street Suite 1150, New Orleans, LA 70163
Mailing Address
Phone number
(504) 832-3921
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,163 |
| AUM (Assets Under Management) | $ 540,333,694 |
Red Flags
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Company Information
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC
CRD#: 301715New Orleans, LA 70163TRUST BUT VERIFY
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