John H. Zimmermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Zimmermann III, who also goes by Jack Zimmermann, John Henry Zimmermann, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2012 - February 17, 2026
KISKI SECURITIES LLC
February 29, 2012 - December 20, 2012
J.H. DARBIE & CO., INC.
January 14, 2005 - December 22, 2011
NOLAN SECURITIES CORP.
February 24, 1984 - April 21, 2003
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
KISKI SECURITIES LLC
CRD#: 159281 / SEC#: , 8-68978
Contact information
Documents
Red Flags
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