Karl L. Ammerman
Professional summary
Karl Lemoine Ammerman, CLU® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Karl is registered as a RR (Registered Representative) and started their career in finance in 1998. Karl has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Lemoine Ammerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 17, 2020 - July 31, 2023
SECURITIES AMERICA, INC.
February 3, 2016 - July 17, 2020
INVESTACORP, INC.
May 31, 2011 - October 17, 2015
CPS FINANCIAL & INSURANCE SERVICES, INC.
November 12, 2001 - January 18, 2011
CINCINNATI ANALYSTS, INC.
July 12, 2000 - November 10, 2001
MML DISTRIBUTORS, LLC
July 13, 1999 - May 3, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
April 7, 1998 - June 2, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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