KL
Kevin L. Lynch
FIRST HEARTLAND CONSULTANTS
HILLSBOROUGH, NJ 08844
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CRD#: 1238289
KL
Professional summary
Kevin Luke Lynch is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Hillsborough, New Jersey and FIRST HEARTLAND CAPITAL, INC. located in Hillsborough, New Jersey.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Westminster Wealth Management. Investment related. Owner. Sale of insurance and financial products. Start 1/1/08. Healing To Wellness. Not investment related. Administrative. Physical therapy. Start 8/1/07. Society For Financial Awareness. Not investment related. Officer/Director. 501c3 non profit public benefit corp, to provide financial education. Start 5/1/14. MONTGOMERY/ROCKY HILL ROTARY. Not investment related. OFFICER/DIRECTOR. PROVIDE HUMANITARIAN SERVICE, ENCOURAGE HIGH ETHICAL STANDARDS IN ALL VOCATIONS AND HELP BUILD GOODWILL AND FOSTER PEACE IN THE WORLD. Start 3/1/15. Warner Financial Group. Member. Investment related. Medicare supplement sales. Shares insurance commissions. Start 1/1/22. First Heartland Consultants. Investment related. Investment advisory services. Start 11/1/16.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Luke Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2016 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 284 Route 206 Building D, Hillsborough, NJ 08844RIA
CRD#: 110377
HILLSBOROUGH, NJ
Current
November 1, 2016 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 284 Route 206 Building D, Hillsborough, NJ 08844BD
CRD#: 32460
Hillsborough, NJ
Past
March 26, 2014 - November 2, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
HILLSBOROUGH, NJ
Past
March 6, 2014 - November 2, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
HILLSBOROUGH, NJ
Past
March 6, 2008 - March 7, 2014
BCG SECURITIES, INC.
BD
CRD#: 70
HILLSBOROUGH, NJ
Past
November 12, 1987 - November 4, 1988
INVESTORS CENTER, INC.
BD
CRD#: 14670
Past
March 19, 1985 - January 19, 1988
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/19/2023)
RR
Connecticut(2/1/2024)
RR
Delaware(11/1/2016)
RR
District of Columbia(1/26/2018)
RR
Florida(11/1/2016)
RR
Georgia(9/22/2025)
RR
Hawaii(8/2/2023)
RR
Maine(2/6/2024)
RR
Maryland(1/5/2017)
RR
Massachusetts(1/3/2025)
RR
New Hampshire(1/17/2025)
RR
New Jersey(11/1/2016)
IAR
New Jersey(11/1/2016)
RR
New York(11/1/2016)
RR
North Carolina(11/1/2016)
RR
Ohio(8/16/2020)
RR
Pennsylvania(11/1/2016)
RR
South Carolina(11/2/2016)
RR
Tennessee(4/15/2025)
RR
Virgin Islands(8/30/2019)
RR
Virginia(1/3/2020)
RR
Wisconsin(9/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377Hillsborough, NJ 08844TRUST BUT VERIFY
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