DC
David A. Cantor
LONGVIEW ASSET MANAGEMENT
Santa Fe, NM 87501
Some features on this profile are disabled
CRD#: 1237872
DC
Professional summary
David Aaron Cantor is a registered financial advisor currently at LONGVIEW ASSET MANAGEMENT, LLC located in Santa Fe, New Mexico.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 3 firms and has passed the Series 24 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Raven'sWing Asset Management Inc. (RWAM) holds a 90% membership interest in LongView Asset Management, LLC. David Cantor has been the sole owner and president of RWAM since 2000. RWAM is registered with the state of New Mexico at the following address:
214 McKenzie Street
Santa Fe, NM 87501
RWAM is not a Registered Investment Advisor and does not conduct investment-related activities independent of its ownership of LongView. David Cantor spends approximately five hours per month- generally outside of securities trading hours - on management issues related to RWAM.
CRS (Client Relationship Summary) - RIA
Click below to view David Aaron Cantor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2003 - Present
LONGVIEW ASSET MANAGEMENT, LLC
Office #1: 136 Grant Avenue, Santa Fe, NM 87501RIA
CRD#: 122997
Santa Fe, NM
Past
March 23, 2006 - December 31, 2010
MINDFUL INVESTMENT MANAGEMENT COMPANY
RIA
CRD#: 115684
SANTA FE, NM
Past
January 10, 2003 - December 31, 2010
RAVEN'SWING ASSET MANAGEMENT, INC.
RIA
CRD#: 118234
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LONGVIEW ASSET MANAGEMENT, LLC
LONGVIEW ASSET MANAGEMENT, LLC
CRD#: 122997 / SEC#: 801-79973
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)California
Registered Investment Advisory firm - (8/1/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)New Mexico
Registered Investment Advisory firm - (7/2/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(1/10/2003)
IAR
Texas(7/1/2014)
Current Firm
LA
LONGVIEW ASSET MANAGEMENT, LLC
LONGVIEW ASSET MANAGEMENT, LLC
CRD#: 122997 / SEC#: 801-79973
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)California
Registered Investment Advisory firm - (8/1/2014 Terminated)Colorado
Registered Investment Advisory firm - (9/16/2014 Terminated)New Mexico
Registered Investment Advisory firm - (7/2/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
136 Grant Avenue, Santa Fe, NM 87501
Mailing Address
Po Box 2147, Santa Fe, NM 87504-2147
Phone number
(505) 988-9555
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 574 |
| AUM (Assets Under Management) | $ 339,480,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LONGVIEW ASSET MANAGEMENT, LLC
CRD#: 122997Santa Fe, NM 87501TRUST BUT VERIFY
Monitor David Cantor
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
