DH
Daniel R. Harriman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cedar Park, TX 78613
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CRD#: 1237729
DH
Professional summary
Daniel Richard Harriman is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cedar Park, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cedar Park, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 3001 GLACIER PASS LANE CEDAR PARK TX, 08/2014, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/WK 2 HR/TRADING 2) HARRIMAN FINANCIAL NETWORK INC DBA HARRIMAN FINANCIAL, 3001 GLACIER PASS LANE CEDAR PARK TX ,07/2000, PRESIDENT, INV REL, 50 HR/WK 40 HR/TRADING 3) HARRIMAN FINANCIAL NETWORK, INC DBA INDEPENDENT FINANCIAL PROFESSIONAL (IFP), 3001 GLACIER PASS LANE CEDAR PARK TX, 08/2014, PRESIDENT, DBA, INV REL, 200 HR/MO 160 HR/MO TRADING 4) HARRIMAN HOLDINGS LLC, 3001 GLACIER PASS LANE CEDAR PARK TX, 04/2014, PRESIDENT, NIR, 5 HR/MO 2 HR/TRADING 5) MONEYEDGE INC DBA INNOVATIVE MONEY SOFTWARE, 3001 GLACIER PASS LANE CEDAR PARK TX, 11/2004, PRESIDENT, DESIGN OF FINANCIAL SOFTWARE, 20 HR/WK 5 HR/TRADING 6) HELP CLIENTS GET INTO PRODUCTS THROUGH HSA BANK, 11917 OAK KNOLL DR STE C AUSTIN TX, 05/2015, NIR, 1 HR/MO 1 HR/TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2014, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40 HR/TRADING 8) HIDDEN MAPLES LLC, 3001 GLACIER PASS LANE CEDAR PARK TX, 09/2024, PRESIDENT, REAL ESTATE, NIR, 6 HR/MO 2 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Richard Harriman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3001 Glacier Pass Lane, Cedar Park, TX 78613RIA
CRD#: 134139
Cedar Park, TX
Current
August 13, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3001 Glacier Pass Lane, Cedar Park, TX 78613BD
CRD#: 39543
Cedar Park, TX
Past
February 19, 2008 - August 13, 2014
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
GREENSBORO, GA
Past
January 3, 2006 - August 13, 2014
CCF INVESTMENTS, INC.
BD
CRD#: 136571
AUSTIN, TX
Past
November 5, 1999 - December 31, 2005
THE LEADERS GROUP, INC.
BD
CRD#: 37157
AUSTIN, TX
Past
February 23, 1984 - November 8, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2016)
RR
Alaska(5/26/2015)
RR
Arizona(1/3/2017)
RR
Arkansas(2/28/2024)
RR
California(8/13/2014)
RR
Colorado(8/13/2014)
RR
Connecticut(8/16/2016)
RR
Delaware(1/17/2018)
RR
Florida(8/13/2014)
RR
Georgia(1/27/2015)
RR
Idaho(1/3/2017)
RR
Illinois(8/13/2014)
RR
Indiana(1/4/2016)
RR
Iowa(8/3/2017)
RR
Kansas(8/13/2014)
RR
Kentucky(2/8/2023)
RR
Louisiana(8/13/2014)
RR
Maine(7/27/2022)
RR
Maryland(5/15/2015)
RR
Massachusetts(5/15/2015)
RR
Michigan(9/2/2014)
RR
Minnesota(5/15/2015)
RR
Mississippi(1/2/2015)
RR
Missouri(8/13/2014)
RR
Montana(5/24/2017)
RR
Nebraska(2/1/2023)
RR
Nevada(6/18/2015)
RR
New Hampshire(1/2/2015)
RR
New Jersey(11/5/2014)
RR
New Mexico(8/3/2017)
RR
New York(8/7/2015)
RR
North Carolina(8/13/2014)
RR
North Dakota(1/4/2017)
RR
Ohio(8/13/2014)
RR
Oklahoma(3/2/2015)
RR
Oregon(8/13/2014)
RR
Pennsylvania(8/13/2014)
RR
Rhode Island(6/18/2015)
RR
South Carolina(1/2/2015)
RR
South Dakota(1/3/2023)
RR
Tennessee(7/6/2016)
RR
Texas(8/13/2014)
IAR
Texas(8/13/2014)
RR
Utah(3/12/2019)
RR
Vermont(2/8/2023)
RR
Virginia(8/13/2014)
RR
Washington(11/19/2014)
RR
West Virginia(11/19/2014)
RR
Wisconsin(2/18/2016)
RR
Wyoming(8/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
