Guy Fanelli
Professional summary
Guy Fanelli is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Wood Dale, Illinois.
Guy is registered as a RR (Registered Representative) and started their career in finance in 1984. Guy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Guy Fanelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2010 - Present
BROOKLIGHT PLACE SECURITIES, INC.
March 22, 2004 - September 21, 2010
WOODBURY FINANCIAL SERVICES, INC.
February 11, 2003 - March 30, 2004
MONY SECURITIES CORPORATION
March 28, 1984 - February 5, 2003
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2013)
(9/22/2010)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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