Barton R. Holl
Professional summary
Barton Robert Holl is a registered financial professional currently at SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC located in Wellesley Hills, Massachusetts.
Barton is registered as a RR (Registered Representative) and started their career in finance in 1984. Barton has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barton Robert Holl's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2019 - Present
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
Office #1: 96 Worcester Street, Wellesley Hills, MA 02481May 31, 2011 - December 18, 2018
DWS DISTRIBUTORS, INC.
February 23, 2007 - May 31, 2011
DEAM INVESTOR SERVICES, INC.
April 22, 1999 - July 15, 2002
DEAM INVESTOR SERVICES, INC.
December 12, 1994 - April 2, 1996
AELTUS CAPITAL, INC
November 30, 1993 - September 29, 1994
WELLS FARGO SECURITIES INC.
February 24, 1984 - December 9, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062 / SEC#: , 8-69407
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Company Information
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062Wellesley Hills, MA 02481TRUST BUT VERIFY
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