Raymond D. White

BCI SECURITIES

Orlando, FL 32801

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CRD#: 1236088

Professional summary

Raymond Dunn White JR, who also goes by Raymond D White, Raymond D Jr White, Raymond Dunn White Jr, is a registered financial professional currently at BCI SECURITIES, INC. located in Orlando, Florida.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 1984. Raymond has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Raymond D White | Raymond D Jr White | Raymond Dunn White Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Dunn White JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

BCI SECURITIES, INC.

Office #1: 390 N. Orange Ave, Suite 100, Orlando, FL 32801

RIA

CRD#: 168047

Orlando, FL

Past

November 29, 2018 - July 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LAKE MARY, FL

Past

October 10, 2018 - July 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LAKE MARY, FL

Past

September 23, 2008 - October 2, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

ORLANDO, FL

Past

March 13, 2008 - July 31, 2008

INTEROCEAN WEALTH MANAGEMENT LLC

RIA

CRD#: 140456

ATLAMONTE SPRINGS, FL

Past

March 12, 2008 - July 31, 2008

INTEROCEAN SECURITIES LLC

CRD#: 141077

CHICAGO, IL

Past

June 7, 2007 - March 13, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORLANDO, FL

Past

May 22, 2007 - March 13, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ORLANDO, FL

Past

January 15, 2003 - May 22, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ORLANDO, FL

Past

April 30, 2002 - May 22, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ORLANDO, FL

Past

October 1, 2000 - May 7, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 12, 1989 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 28, 1988 - April 5, 1990

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

CRD#: 16979

Past

August 12, 1987 - April 5, 1990

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

CRD#: 16979

Past

February 18, 1986 - July 29, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Past

February 17, 1984 - January 6, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/29/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/29/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone number

(305) 929-5500

Established

Florida since 07/05/2011

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025_FINAL (SEC) (3/30/2025)

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025 WRAP (SEC)_FINAL (3/30/2025)

Direct owners and executive officers

Name	Position	CRD#
BANCO DE CREDITO E INVERSIONES, S.A.	SHAREHOLDER
FOXX, TERESA PENNET	DIRECTOR	2608603
GARCIA NIETO, FRANCISCO JAVIER	DIRECTOR OF SALES	6645468
GROOM, PAMELA SNELL	CCO	2870233
MARTIN-DONADIO, CARLOS	CEO/DIRECTOR	2550675
MARTINEZ-LEJARZA, JUAN CARLOS	DIRECTOR	6369051
NODAR, MARIA EUGENIA	FINOP/PFO	1660104
SEGUNDO, JUAN ALBERTO	DIRECTOR	6353039
VEGA, MARIA GRISEL	DIRECTOR	6235036

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 295,193,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond D. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Dunn White JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATCITY INVESTMENTS, INC.

INTEROCEAN WEALTH MANAGEMENT LLC

INTEROCEAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

FLORIDA NATIONAL INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BCI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2018

Series 63

Date: 2/24/1986

Series 7TO

Date: 8/12/2022

SIE

Date: 10/10/2018

Series 7

Date: 10/9/2018

Series 6

Date: 2/15/1984

Series 10

Date: 8/29/2000

Series 9

Date: 8/29/2000

Series 24

Date: 7/10/1989

FINRA

Current Firm

BCI SECURITIES, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BCI SECURITIES, INC.

TRUST BUT VERIFY

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