Raymond D. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Dunn White, who also goes by Raymond D White, Raymond D Jr White, Raymond Dunn White Jr, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1984. Raymond had worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2024 - August 17, 2026
BCI SECURITIES, INC.
November 29, 2018 - July 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2018 - July 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 23, 2008 - October 2, 2009
NATCITY INVESTMENTS, INC.
March 13, 2008 - July 31, 2008
INTEROCEAN WEALTH MANAGEMENT LLC
March 12, 2008 - July 31, 2008
INTEROCEAN SECURITIES LLC
June 7, 2007 - March 13, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
May 22, 2007 - March 13, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 15, 2003 - May 22, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 30, 2002 - May 22, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - May 7, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 12, 1989 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 28, 1988 - April 5, 1990
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
August 12, 1987 - April 5, 1990
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
February 18, 1986 - July 29, 1987
MORGAN STANLEY DW INC.
February 17, 1984 - January 6, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/12/2022
General Securities Representative ExaminationCurrent Firm
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/CFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 295,193,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
