DL
Donald E. Lippencott
EAGLE STRATEGIES LLC
E. SETAUKET, NY 11733
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CRD#: 1235643
DL
Professional summary
Donald Edward Lippencott is a registered financial advisor currently at EAGLE STRATEGIES LLC located in E. Setauket, New York and NYLIFE SECURITIES LLC located in E. Setauket, New York.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Donald has worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA LIPPENCOTT FINANCIAL GROUP] [MICRO MEDICAL SOLUTIONS, INC.; CORPORATE TRUST CENTER 1209 ORANGE ST. WILMINGTON DELAWARE 19801; START DATE 01/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [MATHER FOUNDATION; MATHER FOUNDATION IS A GROUP THAT RAISES PROCEEDS FOR MATHER MEMORIAL HOSPITAL.; PORT JEFFERSON, NY; START DATE 10/2014; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [HCBM PARTNERS; PASSIVE OWNER-SCUDERI GROUP LLC; NON INVESTMENT RELATED;1220 WALNUT RD BOHEMIA NY 11716; START DATE 03/2010] [10 HAWKINS AVE. LLC; RESIDENTIAL HOME RENTAL; 73 SHORE RD. EAST SETAUKET, NY 11733; START DATE 06/2015; OWNER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [THEATER THREE; BOARD MEMBER OF LOCAL COMMUNITY THEATER; MAIN STREET PORT JEFFERSON NY 11777; START DATE 07/2015; BOARD MEMBER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Robert Keleher Family Foundation.; Provides Educational scholarships to the local community High School graduates.; 167 E. Main Street East Islip, NY 11730; Start Date 07/2018; Role/Title: Director; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; review nominations for scholarships and provide guidance on the investment trust fund assets] [Mather Hospital; Board Member; heath care organization; 75 North Country Road Port Jefferson NY 11777; Start Date 01/2019; Board Member; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Attend Board meetings to run the administration of the hospital-finance committee] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with NY Life.; 51 Madison Ave NY NY 10010; Start Date 07/1997; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Brewer Lane Ventures Fund 1; Venture capital investment fund; 1209 Orange St. Wilmington, Del 19801; Start Date 12/2019; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Westwind Farm And Stables LLC.; This is a horse farm and equestrian center for boarding horses and horseback riding lessons; 5105 sound ave Riverhead, NY 11790; Start Date 05/2020; Role/Title: Owner; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours] [D.E. Lippencott, INC. - Dormant; inactive corp; Technology Dr. Suite 260 East Setauket NY 11733; Start Date 01/1996; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [L & M Realty Corp. - Dormant; Real estate holding company; New York; Start Date 07/2002; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Legacy Preservation Partners LLC. - Dormant; Insurance sales; NEW YORK; Start Date 07/2002; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][JPF Foundation; foster the development of culinary skills for formerly incarcerated and returning veterans; P.O. Box 28 Barrington RI 02806; Start Date 08/2025; Role/Title: Director; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Donald Edward Lippencott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2006 - Present
EAGLE STRATEGIES LLC
Office #1: 4 Technology Drive Suite 260, E. Setauket, NY 11733RIA
CRD#: 110826
E. SETAUKET, NY
Current
March 2, 1984 - Present
NYLIFE SECURITIES LLC
Office #1: 4 Technology Drive Suite 260, E. Setauket, NY 11733BD
CRD#: 5167
E. Setauket, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/17/2002)
RR
California(2/3/2006)
RR
Colorado(1/28/2008)
RR
Connecticut(7/20/2000)
RR
Delaware(2/25/2015)
RR
District of Columbia(3/26/2024)
RR
Florida(1/29/1986)
RR
Illinois(10/10/2024)
RR
Kentucky(7/25/2002)
RR
Maine(7/12/2023)
RR
Maryland(7/25/2002)
RR
Massachusetts(8/21/2006)
RR
Mississippi(7/14/2017)
RR
Nevada(2/8/2019)
RR
New Jersey(3/30/1998)
RR
New York(7/25/1984)
IAR
New York(8/3/2021)
RR
North Carolina(10/28/1997)
RR
Oregon(12/19/2003)
RR
Pennsylvania(7/14/2012)
RR
South Carolina(5/22/2020)
RR
Tennessee(8/12/2008)
RR
Texas(4/17/2006)
IAR
Texas(5/24/2006)
RR
Vermont(2/3/2004)
RR
Virginia(1/17/2020)
RR
Washington(7/11/2013)
RR
West Virginia(10/20/2022)
RR
Wisconsin(3/24/2020)
RR
Wyoming(10/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826E. Setauket, NY 11733TRUST BUT VERIFY
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