Johnny W. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Ward Ray SR, who also goes by Johnny Ward Ray, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1984. Johnny had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 22, Series 6, Series 53, Series 27, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1990 - August 14, 1990
SISUNG SECURITIES CORPORATION
July 28, 1987 - March 20, 1990
RAY SECURITIES, INC.
August 22, 1985 - August 1, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 4, 1984 - September 17, 1985
WADDELL & REED
May 10, 1984 - February 7, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/3/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SISUNG SECURITIES CORPORATION
CRD#: 25752 / SEC#: , 8-42121
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SISUNG HOLDINGS, LLC | SHAREHOLDER | |
| MAYEAUX, JOHN ELLIS | SR. VP, PUBLIC FINANCE | 2993410 |
| SCHEXNAYDER, KENT MATTHEW | VP, PUBLIC FINANCE | 3074481 |
| SISUNG, LAWRENCE JOHN III | DIRECTOR | 1790087 |
| SISUNG, LAWRENCE JOHN JR | PRESIDENT / CEO / CCO | 1285539 |
| SISUNG, ROBERT LANE | DIRECTOR / CFO | 1990367 |
| SOLARES, RICHARD LOUIS | SR. VP, BROKER DEALER SERVICES | 2029652 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
