Edmund C. Coleman
Professional summary
Edmund C Coleman, who also goes by Edmund Campion Coleman, is a registered financial professional currently at MAXIM GROUP LLC located in Stamford, Connecticut.
Edmund is registered as a RR (Registered Representative) and started their career in finance in 1984. Edmund has worked at 9 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edmund C Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2025 - Present
MAXIM GROUP LLC
Office #1: 700 Canal Street, Stamford, CT 06902April 22, 2024 - August 8, 2024
IMPERIAL CAPITAL, LLC
February 29, 2008 - February 23, 2022
RBC CAPITAL MARKETS, LLC
June 18, 2003 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
February 12, 2002 - February 6, 2004
RBC CAPITAL MARKETS, LLC
April 30, 2001 - December 7, 2001
ABN AMRO SECURITIES LLC
May 17, 1999 - April 30, 2001
ABN AMRO INCORPORATED
June 17, 1996 - June 17, 1999
HSBC SECURITIES (USA) INC.
January 10, 1995 - April 19, 1996
CREDIT SUISSE SECURITIES (USA) LLC
January 25, 1984 - January 11, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2025)
(8/17/2025)
Exams
Series 7TO
Date: 4/22/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/10/2008
Limited Representative-Equity Trader ExamSeries 8
Date: 9/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
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