Herrington J. Bryce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herrington Julian Bryce was a registered financial professional .
Herrington is a previously registered financial professional and started their career in finance in 1984. Herrington had worked at 4 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2004 - August 25, 2014
QUEST CAPITAL STRATEGIES, INC.
September 1, 1995 - September 8, 2003
LOCUST STREET SECURITIES, INC.
March 30, 1993 - December 31, 1993
OLD SLIP CAPITAL MANAGEMENT, INC.
October 2, 1985 - December 31, 1991
OLD SLIP CAPITAL MANAGEMENT, INC.
February 9, 1984 - September 30, 1985
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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